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IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionObjectives
Core Financial Services Auditing Domains- Regulatory Environment
  • 1. Compliance and risk management requirements
  • 2. Banking regulatory frameworks
- Auditing Financial Services Processes
  • 1. Audit testing and evidence evaluation
  • 2. Operational processes in banking institutions
- Financial Services Auditing
  • 1. Application of internal auditing standards
  • 2. Principles of internal auditing in financial services
- Auditing Financial Services Products
  • 1. Review of financial products and services
  • 2. Risk and control considerations for financial products
Banking-Specific Discipline- Banking Focus Areas
  • 1. Credit and loan auditing practices
  • 2. Banking operations and products
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