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ISACA AAIR Exam Syllabus Topics:

SectionObjectives
Topic 1: Regulatory and Compliance Requirements- Global AI regulatory landscape
  • 1. Data protection and privacy regulations
    • 2. Industry standards for AI risk management
      Topic 2: AI Risk Management- Risk identification and assessment for AI systems
      • 1. Operational risk in AI deployment
        • 2. Model risk identification
          Topic 3: Ethics, Privacy, and Responsible AI- Ethical AI principles and compliance
          • 1. Transparency and explainability
            • 2. Bias and fairness mitigation
              Topic 4: AI Lifecycle Controls- Controls across AI development lifecycle
              • 1. Data quality and preparation controls
                • 2. Model validation and testing
                  Topic 5: AI Governance and Strategy- AI governance frameworks and organizational oversight
                  • 1. Roles and responsibilities in AI governance
                    • 2. Policy development for AI systems

                      ISACA Advanced in AI Risk Sample Questions:

                      1. Which of the following is the MOST important reason for a risk practitioner to classify AI risk using threat actor profiles?

                      A) To tailor controls to adversary motivations and capabilities
                      B) To align AI threat and vulnerability risk with the overall IT control taxonomy
                      C) To ensure external threats to corporate assets are given highest priority
                      D) To develop response metrics for AI cybersecurity incidents


                      2. A risk practitioner assesses a new AI system and determines that the risk is within the organization's risk tolerance. Which of the following is the BEST recommendation to ensure system controls remain effective over time?

                      A) Alignment with recognized AI control frameworks
                      B) Ongoing AI security and risk awareness training
                      C) Periodic regulatory compliance reviews
                      D) Continuous monitoring for data and performance drift


                      3. A healthcare organization plans to use synthetic records in medical research to help protect patient privacy.
                      Which of the following is the GREATEST risk associated with using synthetic data to train AI models?

                      A) The use of synthetic data may lead to regulatory noncompliance.
                      B) Synthetic data may not reflect the diversity of real-world data.
                      C) The use of synthetic data may result in an increase in false negatives.
                      D) Synthetic data may be more susceptible to data poisoning attacks.


                      4. Which of the following is the BEST course of action to mitigate risk during model selection of supervised or unsupervised algorithms?

                      A) Require the use of supervised learning for model training projects.
                      B) Align algorithmic capabilities to intended use cases.
                      C) Emphasize the generalization capability of algorithms.
                      D) Prioritize cost reductions related to computational requirements.


                      5. An organization adopts a third-party AI service under a shared responsibility model. Which of the following is the MOST important area of focus for the risk practitioner?

                      A) Contractual clauses defining liability and remediation timelines
                      B) Documented assignment of control ownership and decision authority
                      C) Comprehensive staff training on operational procedures and escalation
                      D) Testing data pathways for confidentiality, integrity, and provenance


                      Solutions:

                      Question # 1
                      Answer: A
                      Question # 2
                      Answer: D
                      Question # 3
                      Answer: B
                      Question # 4
                      Answer: B
                      Question # 5
                      Answer: B

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