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IIA IIA-QIAL-Unit-1 Exam Syllabus Topics:

SectionWeightObjectives
Internal Audit Talent Management20-25%- Team Development
  • 1. Managing conflict
  • 2. Succession planning
  • 3. Building effective working relationships
  • 4. Managing specialist and generalist auditors
  • 5. Stress management
  • 6. Delegation
  • 7. Managing large and small teams
  • 8. Motivating and retaining staff
  • 9. Recruiting and building teams
- Professional Standards
  • 1. International Professional Practices Framework (IPPF)
  • 2. Relevant standards and best practices
- Talent Development
  • 1. Training and continuing professional education
  • 2. Talent management
  • 3. People strategy
  • 4. Performance management
Communication Skills5-10%- Professional Communication
  • 1. Use technical language appropriately
  • 2. Apply proper spelling, grammar, and structure
  • 3. Produce documents appropriate to the task
Internal Audit Planning20-25%- Alignment with Organizational Strategy
  • 1. Alignment with risk profile and enterprise risk management strategy
  • 2. Aligning internal audit strategy to organizational strategy
- Professional Standards
  • 1. International Professional Practices Framework (IPPF)
  • 2. Relevant standards and best practices
- Strategic and Operational Planning
  • 1. Use of IT to streamline audit planning and delivery processes
  • 2. Internal audit strategic plan
  • 3. Audit planning process
  • 4. Budgeting and resource allocation
  • 5. Key sources of information to support planning
  • 6. Outsourcing and co-sourcing options
Internal Audit Quality20-25%- Independence and Objectivity
  • 1. Three Lines of Defense Model
  • 2. Global governance environment
  • 3. Reporting lines and governance structures
  • 4. Internal audit charter
- Quality Assurance and Improvement
  • 1. Audit follow-up
  • 2. Audit control processes
  • 3. Quality assurance and improvement program
  • 4. Monitoring client satisfaction
- Performance Monitoring
  • 1. Metrics for evaluating internal audit success
  • 2. Benchmarking
  • 3. Quality control frameworks
- Professional Standards
  • 1. International Professional Practices Framework (IPPF)
  • 2. Relevant standards and best practices
Internal Audit Relations20-25%- Stakeholder Relationships
  • 1. Executive management relationships
  • 2. Auditee relationships
  • 3. Relationship building and strategic alliances
  • 4. Board and audit committee relationships
  • 5. Relationships with assurance providers
  • 6. External stakeholder relationships
  • 7. Building and maintaining networks
- Advocacy and Organizational Effectiveness
  • 1. Internal audit reputation
  • 2. Importance of advocacy
  • 3. Managing stakeholder expectations
- Professional Standards
  • 1. International Professional Practices Framework (IPPF)
  • 2. Relevant standards and best practices

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